Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AJ Bell Securities Limited (no longer approved here)

    FRN 155593

    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2021)
    • CF1 Director (28 Sep 2010 to 28 Jan 2013)
    • CF11 Money Laundering Reporting (10 May 2010 to 1 Jul 2011)
    • CF10 Compliance Oversight (4 Dec 2008 to 24 Dec 2009)
    • CF29 Significant management (4 Apr 2008 to 28 Sep 2010)
  • AJ Bell Management Limited (no longer approved here)

    FRN 211468

    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2021)
  • AJ Bell Asset Management Limited (no longer approved here)

    FRN 774048

    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.