Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2021)
- CF1 Director (28 Sep 2010 to 28 Jan 2013)
- CF11 Money Laundering Reporting (10 May 2010 to 1 Jul 2011)
- CF10 Compliance Oversight (4 Dec 2008 to 24 Dec 2009)
- CF29 Significant management (4 Apr 2008 to 28 Sep 2010)
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- [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2021)
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- [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.