Jamie Ward

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AJ Bell Securities Limited (no longer approved here)

    FRN 155593

    • [FCA CF] Manager of certification employee (1 Jun 2022 to 3 Feb 2023)
    • [FCA CF] Client dealing (23 May 2022 to 3 Feb 2023)
    • [FCA CF] Functions requiring qualifications (23 May 2022 to 3 Feb 2023)
  • AJ Bell Management Limited (no longer approved here)

    FRN 211468

    • [FCA CF] Manager of certification employee (1 Jun 2022 to 3 Feb 2023)
    • [FCA CF] Functions requiring qualifications (23 May 2022 to 3 Feb 2023)
    • [FCA CF] Client dealing (23 May 2022 to 3 Feb 2023)
  • AJ Bell Asset Management Limited (no longer approved here)

    FRN 774048

    • [FCA CF] Manager of certification employee (1 Jun 2022 to 2 Nov 2023)
    • [FCA CF] Client dealing (23 May 2022 to 2 Nov 2023)
    • [FCA CF] Functions requiring qualifications (23 May 2022 to 2 Nov 2023)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF30 Customer (1 Nov 2007 to 18 Mar 2011)
    • CF27 Investment Management (31 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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