Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AJ Bell Securities Limited (no longer approved here)

    FRN 155593

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Jun 2023)
    • CF30 Customer (12 Jan 2012 to 8 Dec 2019)
  • AJ Bell Management Limited (no longer approved here)

    FRN 211468

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Jun 2023)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (11 May 2009 to 31 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.