AJ Bell Management Limited

• Principal Place of Business

  4 Exchange Quay

  Salford

  Greater Manchester

  M5 3EE

  UNITED KINGDOM

  Phone

  +4403454089100

  Web

  https://www.ajbell.co.uk

• Complaints Contact

  4 Exchange Quay

  Salford

  Greater Manchester

  M5 3EE

  UNITED KINGDOM

  Phone

  +4403454089100

• Open Banking

• Authorised to Operate

  For Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 1 limitation Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Runs Personal Pensions

  For Professional, Retail (Investment)

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Robin Cummins

  IRN RXC00258

  • [FCA CF] Manager of certification employee (1 Nov 2021 to 3 Feb 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Feb 2023)
• Roger John Stott

  IRN RJS01232

  • SMF24 Chief Operations (22 Feb 2022 to 31 Dec 2024)
  • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2024)
  • CF1 Director (19 Feb 2013 to 8 Dec 2019)
• Rosemary June Bhattacharjee

  IRN RJB01491

  • CF11 Money Laundering Reporting (24 Dec 2009 to 31 Dec 2013)
  • CF10 Compliance Oversight (24 Dec 2009 to 31 Dec 2013)
• Ryan David Hughes

  IRN RDH01067

  • SMF3 Executive Director (since 28 Nov 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 3 Feb 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Feb 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Jun 2022)
• Samuel John Lane Barnes

  IRN SJB01723

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Aug 2021)
• Sarah Jane Coussons

  IRN SXC00395

  • [FCA CF] Functions requiring qualifications (2 Mar 2020 to 16 Jan 2023)
• Sean Scullion

  IRN SXS00445

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Jan 2023)
• Shane Patrick Cashin

  IRN SXC00394

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Nov 2023)
• Simon Smith

  IRN SXS12305

  • [FCA CF] Significant management (since 4 Nov 2021)
  • [FCA CF] Manager of certification employee (4 Nov 2021 to 23 Nov 2023)
• Simon Turner

  IRN SXT01415

  • SMF10 Chair of the Risk Committee (9 Dec 2019 to 31 Mar 2024)
  • CF2 Non Executive Director (1 Jul 2014 to 8 Dec 2019)

• News UK & Ireland Limited (no longer appointed)

  FRN 616540 · Appointed 5 Dec 2019 · Until 8 Dec 2022

• Telegraph Media Group Limited (no longer appointed)

  FRN 415487 · Appointed 9 May 2018 · Until 21 Dec 2018

• Telegraph Media Group Limited (no longer appointed)

  FRN 415487 · Appointed 28 Mar 2014 · Until 29 Oct 2014

No changes recorded yet.