Robin Cummins

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AJ Bell Securities Limited

    FRN 155593

    • 16. Safeguarding and administering investments or holding client money
    • [FCA CF] Significant management (since 1 Oct 2025)
    • [FCA CF] CASS oversight function (since 8 Sep 2025)
    • [FCA CF] Manager of certification employee (since 1 Jun 2025)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (1 Nov 2021 to 3 Feb 2023)
  • AJ Bell Management Limited (no longer approved here)

    FRN 211468

    • [FCA CF] Manager of certification employee (1 Nov 2021 to 3 Feb 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

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