AJ Bell Management Limited

• Principal Place of Business

  4 Exchange Quay

  Salford

  Greater Manchester

  M5 3EE

  UNITED KINGDOM

  Phone

  +4403454089100

  Web

  https://www.ajbell.co.uk

• Complaints Contact

  4 Exchange Quay

  Salford

  Greater Manchester

  M5 3EE

  UNITED KINGDOM

  Phone

  +4403454089100

• Open Banking

• Authorised to Operate

  For Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 1 limitation Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Runs Personal Pensions

  For Professional, Retail (Investment)

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Simone Luke Molica-Franco

  IRN SLM01112

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Jun 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Jun 2021)
• Stephen John Lawrance

  IRN SJL01266

  • [FCA CF] Significant management (since 9 Dec 2019)
• Stephen McHugh

  IRN SXM00517

  • [FCA CF] Manager of certification employee (5 May 2020 to 1 May 2021)
• Stephen Vowles

  IRN SXV78390

  • SMF3 Executive Director (since 21 Feb 2025)
• Stuart John Dootson

  IRN SJD01258

  • CF1 Director (24 May 2007 to 31 May 2011)
• Terence Thomas McGivern

  IRN TTM01018

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Feb 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Feb 2023)
• Thomas James Philip Drew

  IRN TXD00085

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Nov 2022)
• Tim Loveridge

  IRN TXL00079

  • [FCA CF] Manager of certification employee (31 Mar 2022 to 16 Jan 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Jan 2023)
• Timothy James Huckle

  IRN TXH00138

  • [FCA CF] Significant management (since 9 Dec 2019)
• William Findlay Mackay

  IRN WFM01023

  • SMF3 Executive Director (since 11 Apr 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 12 Apr 2022)
  • CF1 Director (21 Jul 2008 to 17 Jan 2013)

• News UK & Ireland Limited (no longer appointed)

  FRN 616540 · Appointed 5 Dec 2019 · Until 8 Dec 2022

• Telegraph Media Group Limited (no longer appointed)

  FRN 415487 · Appointed 9 May 2018 · Until 21 Dec 2018

• Telegraph Media Group Limited (no longer appointed)

  FRN 415487 · Appointed 28 Mar 2014 · Until 29 Oct 2014

No changes recorded yet.