Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 29 Jan 2024)
    • [FCA CF] Functions requiring qualifications (since 29 Jun 2022)
    • [FCA CF] Client dealing (since 29 Jun 2022)
  • AJ Bell Securities Limited (no longer approved here)

    FRN 155593

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Jun 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Jun 2021)
  • AJ Bell Management Limited (no longer approved here)

    FRN 211468

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Jun 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 Jun 2021)
  • AJ Bell Asset Management Limited (no longer approved here)

    FRN 774048

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Jun 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 Jun 2021)
    • CF30 Customer (2 Mar 2018 to 8 Dec 2019)
  • Morningstar Investment Management Europe Limited (no longer approved here)

    FRN 449468

    • CF30 Customer (1 Jul 2013 to 24 Oct 2017)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF30 Customer (1 Nov 2007 to 17 Jan 2008)
    • CF27 Investment Management (24 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.