Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AJ Bell Securities Limited (no longer approved here)

    FRN 155593

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Feb 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Feb 2023)
  • AJ Bell Management Limited (no longer approved here)

    FRN 211468

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Feb 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Feb 2023)
  • AJ Bell Asset Management Limited (no longer approved here)

    FRN 774048

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Nov 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 23 Nov 2023)
    • CF30 Customer (16 Nov 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.