AJ Bell Asset Management Limited

• Principal Place of Business

  4 Exchange Quay

  Salford

  M5 3EE

  UNITED KINGDOM

  Phone

  +4403454089100

  Web

  https://www.ajbell.co.uk

• Complaints Contact

  4 Exchange Quay

  Salford

  M5 3EE

  UNITED KINGDOM

  Phone

  +4403454089100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Stuart Taylor

  IRN RST01055

  • CF1 Director (7 Nov 2017 to 9 Nov 2017)
• Roger John Stott

  IRN RJS01232

  • SMF24 Chief Operations (22 Feb 2022 to 31 Dec 2024)
  • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2024)
  • CF1 Director (7 Nov 2017 to 8 Dec 2019)
• Ryan David Hughes

  IRN RDH01067

  • SMF3 Executive Director (since 28 Nov 2024)
  • [FCA CF] Significant management (23 Nov 2023 to 24 Nov 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 Mar 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Mar 2026)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Jun 2022)
  • CF30 Customer (7 Nov 2017 to 8 Dec 2019)
• Samantha Lee Hamer Andersen

  IRN SXA00640

  • [FCA CF] Significant management (25 Jul 2022 to 23 Nov 2023)
• Simon Turner

  IRN SXT01415

  • SMF10 Chair of the Risk Committee (9 Dec 2019 to 31 Mar 2024)
  • CF2 Non Executive Director (7 Nov 2017 to 8 Dec 2019)
• Simone Luke Molica-Franco

  IRN SLM01112

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Jun 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Jun 2021)
  • CF30 Customer (2 Mar 2018 to 8 Dec 2019)
• Stephen John Lawrance

  IRN SJL01266

  • [FCA CF] Significant management (9 Dec 2019 to 23 Nov 2023)
• Stephen Vowles

  IRN SXV78390

  • SMF3 Executive Director (since 21 Feb 2025)
• Terence Thomas McGivern

  IRN TTM01018

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Nov 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Nov 2023)
  • CF30 Customer (16 Nov 2017 to 8 Dec 2019)
• Timothy James Huckle

  IRN TXH00138

  • [FCA CF] Significant management (since 9 Dec 2019)

No changes recorded yet.