Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (7 Nov 2017 to 9 Nov 2017)
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- CF1 Director (23 Nov 2009 to 30 Jun 2017)
- CF10 Compliance Oversight (20 Dec 2007 to 22 Dec 2008)
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- CF3 Chief Executive (18 Jul 2008 to 22 Jan 2013)
- CF10 Compliance Oversight (6 Oct 2006 to 31 Jan 2010)
- CF1 Director (6 Oct 2006 to 30 Jun 2017)
- CF11 Money Laundering Reporting (6 Oct 2006 to 31 Jan 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.