Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AJ Bell Asset Management Limited (no longer approved here)

    FRN 774048

    • CF1 Director (7 Nov 2017 to 9 Nov 2017)
  • AJ Bell Securities Limited (no longer approved here)

    FRN 155593

    • CF1 Director (23 Nov 2009 to 30 Jun 2017)
    • CF10 Compliance Oversight (20 Dec 2007 to 22 Dec 2008)
  • AJ Bell Management Limited (no longer approved here)

    FRN 211468

    • CF3 Chief Executive (18 Jul 2008 to 22 Jan 2013)
    • CF10 Compliance Oversight (6 Oct 2006 to 31 Jan 2010)
    • CF1 Director (6 Oct 2006 to 30 Jun 2017)
    • CF11 Money Laundering Reporting (6 Oct 2006 to 31 Jan 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.