AFH Independent Financial Services Limited

Date authorised
2 December 2002
Companies House
04049180
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    AFH House
    Buntsford Drive
    Stoke Heath
    Bromsgrove
    Worcestershire
    B60 4JE
    UNITED KINGDOM
    Phone
    +441527577775
    Web
    https://www.afhwm.co.uk

  • Complaints Contact

    AFH House
    Buntsford Drive
    Stoke Heath
    Bromsgrove
    Worcestershire
    B60 4JE
    UNITED KINGDOM
    Phone
    +441527577775

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Stockbroking

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Sean McKnight

    IRN SSM00008

    • [FCA CF] Client dealing (11 Feb 2021 to 21 Apr 2022)
    • [FCA CF] Functions requiring qualifications (11 Feb 2021 to 21 Apr 2022)
  • Stephen Shepheard

    IRN SXS00163

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 12 Aug 2025)
    • [FCA CF] Client dealing (since 12 Aug 2025)
    • CF30 Customer (1 Aug 2013 to 11 Dec 2015)
  • Stephen William Down

    IRN SWD00001

    • CF30 Customer (31 Jul 2017 to 30 Aug 2019)
  • Steven Harris

    IRN SXH00099

    • CF30 Customer (15 Sep 2015 to 21 Apr 2017)
  • Steven James Mason

    IRN SJM01477

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2023)
    • CF30 Customer (7 Oct 2010 to 8 Dec 2019)
  • Steven James Nemeth

    IRN SJN00035

    • CF30 Customer (14 Mar 2013 to 6 Jun 2014)
  • Steven James Quarrell

    IRN SXQ00079

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 27 Nov 2025)
    • [FCA CF] Client dealing (since 27 Nov 2025)
  • Steven John Pankhurst

    IRN SJP00030

    • [FCA CF] Client dealing (4 Nov 2022 to 3 Jan 2024)
    • [FCA CF] Functions requiring qualifications (4 Nov 2022 to 3 Jan 2024)
  • Steven Mark Balmer

    IRN SMB00009

    • CF30 Customer (7 Oct 2014 to 3 Jul 2015)
  • Steven Robert Langrick

    IRN SRL00014

    • CF30 Customer (10 Feb 2012 to 29 Feb 2016)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.