Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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2 Plan Wealth Management Limited
FRN 461598
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 12 Mar 2023)
- CF1 Director (AR) (since 27 Jan 2023)
- CF30 Customer (since 27 Jan 2023)
- [FCA CF] Client dealing (29 Dec 2022 to 12 Mar 2023)
- [FCA CF] Functions requiring qualifications (29 Dec 2022 to 12 Mar 2023)
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Allen Langrick Financial Ltd
FRN 735682
- (1)Employed By (since 27 Jan 2023)
- (1)Employed By (1 Mar 2016 to 27 Dec 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Dec 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 27 Dec 2022)
- CF1 Director (AR) (1 Mar 2016 to 27 Dec 2022)
- CF30 Customer (1 Mar 2016 to 27 Dec 2022)
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- CF30 Customer (10 Feb 2012 to 29 Feb 2016)
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- CF30 Customer (1 Sep 2011 to 13 Feb 2012)
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- CF30 Customer (30 Mar 2011 to 28 Nov 2011)
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- Employed By (30 Mar 2011 to 28 Nov 2011)
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- Employed By (30 Mar 2011 to 28 Nov 2011)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Allen Langrick Financial Ltd
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controlled function added: (1)Employed By at Allen Langrick Financial Ltd