Steven James Nemeth

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (12 Jan 2017 to 8 Dec 2019)
  • True Potential Investments LLP (no longer approved here)

    FRN 527444

    • CF30 Customer (5 Feb 2016 to 8 Jan 2017)
  • PHILIP T ENGLISH INTERNATIONAL FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 125041

    • CF30 Customer (9 Jun 2014 to 24 Dec 2014)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • CF30 Customer (14 Mar 2013 to 6 Jun 2014)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (27 Aug 2010 to 5 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.