Steven Harris

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IFS Wealth & Pensions Ltd

    FRN 713063

    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (22 May 2017 to 8 Dec 2019)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • CF30 Customer (15 Sep 2015 to 21 Apr 2017)
  • Independent Financial Services (UK) Ltd (no longer approved here)

    FRN 206445

    • (71)Employed By (25 Feb 2013 to 11 Feb 2016)
  • Mike Oliver Associates (3156) (no longer approved here)

    FRN 206478

    • (4)Employed By (20 Nov 2012 to 7 Jan 2013)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 9 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.