Affinity Financial Awareness Limited

Date authorised
1 April 2013
Companies House
05246999
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Third Foor
    5 St Paul's Square
    Liverpool
    L3 9SJ
    UNITED KINGDOM
    Phone
    +448000492011
    Web
    https://www.affinityadvise.co.uk

  • Complaints Contact

    Third Floor
    5 St Paul's Square
    Liverpool
    L3 9SJ
    UNITED KINGDOM
    Phone
    +448000492011

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Derrick Sinclair

    IRN SDS00016

    • CF30 Customer (22 Nov 2011 to 30 Nov 2012)
  • Simon Victor Gibbs

    IRN SVG00002

    • CF30 Customer (26 Sep 2016 to 28 Sep 2018)
  • Spenser Miles Lees

    IRN SML01115

    • CF30 Customer (18 May 2018 to 24 Jul 2018)
  • Stephen Colin Francis

    IRN SCF00004

    • CF30 Customer (1 Nov 2007 to 28 Jun 2016)
    • CF21 Investment Adviser (29 Dec 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (29 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Nov 2004 to 29 Dec 2005)
  • Stephen John Newing

    IRN SJN00039

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Mar 2020)
    • CF30 Customer (13 Nov 2019 to 8 Dec 2019)
  • Stephen Jones

    IRN SCJ01032

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (15 Jun 2016 to 8 Dec 2019)
  • Stuart Murray Payne

    IRN SMP01150

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (10 Jun 2016 to 8 Dec 2019)
  • Sukhdeep Singh Sahota

    IRN SXS04998

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2022)
  • Susan Jennifer Askham

    IRN SJA00014

    • CF22 Investment Adviser (Trainee) (13 Apr 2006 to 30 Jun 2007)
  • Tafadzwa Charlton Nyabanga

    IRN TXN00085

    • [FCA CF] Client dealing (since 6 Feb 2023)
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Recent activity

Updates to this firm's record on the FCA register.

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