Stephen John Newing

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Affinity Financial Awareness Limited

    FRN 409160

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Mar 2020)
    • CF30 Customer (13 Nov 2019 to 8 Dec 2019)
  • Wealth At Work Limited

    FRN 417367

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Mar 2020)
    • CF30 Customer (13 Nov 2019 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (7 Mar 2014 to 6 Mar 2016)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (7 Mar 2013 to 26 Dec 2013)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (405)Employed By (7 Mar 2013 to 26 Dec 2013)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (26 May 2006 to 10 Sep 2007)
    • CF22 Investment Adviser (Trainee) (30 Aug 2005 to 26 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.