Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2022)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (10 Feb 2020 to 29 Jul 2022)
    • CF30 Customer (30 Jan 2020 to 29 Jul 2022)
  • CFS Wealth Planning Limited (no longer approved here)

    FRN 911510

    • Employed By (30 Jan 2020 to 29 Jul 2022)
  • EB ASSOCIATES GROUP LIMITED (no longer approved here)

    FRN 707424

    • CF30 Customer (29 May 2019 to 5 Jun 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.