Affinity Financial Awareness Limited

• Principal Place of Business

  Third Foor

  5 St Paul's Square

  Liverpool

  L3 9SJ

  UNITED KINGDOM

  Phone

  +448000492011

  Web

  https://www.affinityadvise.co.uk

• Complaints Contact

  Third Floor

  5 St Paul's Square

  Liverpool

  L3 9SJ

  UNITED KINGDOM

  Phone

  +448000492011

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Luke Martin

  IRN LXM00791

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 14 Feb 2025)
• Lynn Elizabeth Street

  IRN LXS08327

  • [FCA CF] Functions requiring qualifications (26 Feb 2025 to 1 Aug 2025)
• Mahmuda Begum

  IRN MXB02321

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 24 Jun 2025)
• Malcolm Peter Dainty

  IRN MPD01078

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (13 Sep 2019 to 8 Dec 2019)
• Malcolm Sedley

  IRN MXS01334

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Mar 2020)
  • CF30 Customer (22 Jun 2016 to 8 Dec 2019)
• Marcus Dowler

  IRN MHD00001

  • CF30 Customer (2 Sep 2016 to 31 Oct 2016)
  • CF22 Investment Adviser (Trainee) (31 Mar 2006 to 10 Jul 2006)
• Margaret Hamilton

  IRN MXH00270

  • CF30 Customer (31 May 2011 to 14 Sep 2015)
• Mark Alexander Horsnell

  IRN MAH00067

  • CF22 Investment Adviser (Trainee) (31 Aug 2005 to 25 Jun 2007)
• Mark Anthony Mortimer

  IRN MXM23467

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 24 Jul 2025)
• Mark Arthur Clayton

  IRN MXC00020

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 16 Feb 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Sep 2022)
  • CF30 Customer (29 Oct 2019 to 8 Dec 2019)

No changes recorded yet.