Mark Anthony Mortimer

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Affinity Financial Awareness Limited

    FRN 409160

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 24 Jul 2025)
  • Wealth At Work Limited

    FRN 417367

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 24 Jul 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (12 Nov 2021 to 30 Jan 2025)
    • Appointed representative dealing with clients for which they require qualification (23 Jun 2021 to 30 Jan 2025)
  • Capital Planning Partners Ltd (no longer approved here)

    FRN 587076

    • Employed By (12 Nov 2021 to 30 Jan 2025)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Mar 2021)
    • CF30 Customer (11 Nov 2019 to 23 Mar 2021)
  • Threshold Financial Services Limited (no longer approved here)

    FRN 429594

    • Employed By (11 Nov 2019 to 23 Mar 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.