Mark Arthur Clayton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Affinity Financial Awareness Limited

    FRN 409160

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 16 Feb 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Sep 2022)
    • CF30 Customer (29 Oct 2019 to 8 Dec 2019)
  • Wealth At Work Limited

    FRN 417367

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 16 Feb 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Sep 2022)
    • CF30 Customer (29 Oct 2019 to 8 Dec 2019)
  • Fisher Investments Europe Limited (no longer approved here)

    FRN 191609

    • [FCA CF] Client dealing (12 Sep 2022 to 23 Jan 2023)
    • [FCA CF] Functions requiring qualifications (12 Sep 2022 to 23 Jan 2023)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (11 Nov 2014 to 6 Oct 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (23 May 2011 to 30 Jun 2012)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Jun 2010 to 7 Apr 2011)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (17 Nov 2008 to 10 May 2010)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (26 Jun 2008 to 29 Oct 2008)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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