Affinity Financial Awareness Limited

• Principal Place of Business

  Third Foor

  5 St Paul's Square

  Liverpool

  L3 9SJ

  UNITED KINGDOM

  Phone

  +448000492011

  Web

  https://www.affinityadvise.co.uk

• Complaints Contact

  Third Floor

  5 St Paul's Square

  Liverpool

  L3 9SJ

  UNITED KINGDOM

  Phone

  +448000492011

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Maurice Greene

  IRN JMG01188

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 24 Jun 2025)
• John Newlands Nicol

  IRN JNN00002

  • CF30 Customer (29 Jan 2009 to 28 Jul 2009)
• John Robert Martin

  IRN JRM00031

  • CF30 Customer (1 Nov 2007 to 28 Jun 2016)
  • CF22 Investment Adviser (Trainee) (18 Jun 2007 to 31 Oct 2007)
• Jonathan David Wheeler

  IRN JDW00026

  • CF30 Customer (27 Jul 2017 to 24 Sep 2018)
• Jonathan Lee Bertrand

  IRN JLB01207

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2020)
  • CF30 Customer (22 Nov 2019 to 8 Dec 2019)
• Jonathan Michael Wiseman

  IRN JMW01259

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (29 Jun 2016 to 8 Dec 2019)
• Joseph Caswell

  IRN JXC03318

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 3 Feb 2025)
• Joseph Daniel Jenkins

  IRN JXJ00115

  • [FCA CF] Functions requiring qualifications (30 May 2023 to 21 Oct 2024)
• Josh Thomas Adjin-Tettey

  IRN JTA01031

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (15 Jun 2016 to 8 Dec 2019)
• Joshua James Nash

  IRN JXN00232

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 21 Mar 2025)

No changes recorded yet.