Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 24 Jun 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 24 Jun 2025)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 May 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 May 2025)
    • CF30 Customer (30 Jul 2018 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 15 Sep 2008)
    • CF21 Investment Adviser (23 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Nov 2005 to 23 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.