Affinity Financial Awareness Limited

• Principal Place of Business

  Third Foor

  5 St Paul's Square

  Liverpool

  L3 9SJ

  UNITED KINGDOM

  Phone

  +448000492011

  Web

  https://www.affinityadvise.co.uk

• Complaints Contact

  Third Floor

  5 St Paul's Square

  Liverpool

  L3 9SJ

  UNITED KINGDOM

  Phone

  +448000492011

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Juan Antonio Moreno-Chamorro

  IRN JAM00028

  • CF30 Customer (22 Mar 2010 to 28 Jun 2016)
• Julia Anne Blakiston

  IRN JAW01273

  • CF30 Customer (24 Nov 2016 to 19 Oct 2017)
• Julian Paul Westwood

  IRN JPW00016

  • CF30 Customer (1 Nov 2007 to 4 Jun 2014)
  • CF21 Investment Adviser (4 Jan 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (24 Nov 2005 to 4 Jan 2007)
• Julie Elizabeth Mitchell

  IRN JEM00081

  • CF30 Customer (17 Mar 2015 to 28 Jun 2016)
• Justin Richard Linham

  IRN RXJ00052

  • CF22 Investment Adviser (Trainee) (28 Apr 2006 to 18 Jun 2007)
• Kalab Hussain

  IRN KXH19523

  • [FCA CF] Functions requiring qualifications (11 Jan 2021 to 2 Nov 2021)
• Kate Mimnagh

  IRN KXM00633

  • [FCA CF] Client dealing (2 Oct 2023 to 12 Feb 2025)
• Keith Richard Madeley

  IRN KRM00006

  • CF30 Customer (1 Nov 2007 to 12 Jul 2016)
  • CF21 Investment Adviser (29 Dec 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (24 Nov 2004 to 29 Dec 2005)
• Kelly Frances Pardoe

  IRN KFW01016

  • [FCA CF] Functions requiring qualifications (29 Jul 2020 to 6 Nov 2020)
• Kelvyn Maldwyn Hatch

  IRN KMH00009

  • CF30 Customer (1 Nov 2007 to 12 Jul 2016)
  • CF21 Investment Adviser (24 Nov 2004 to 31 Oct 2007)

No changes recorded yet.