Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WESLEYAN FINANCIAL SERVICES LIMITED
FRN 134753
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (15 Sep 2011 to 26 Aug 2016)
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- CF30 Customer (24 Nov 2016 to 19 Oct 2017)
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- CF30 Customer (24 Nov 2016 to 19 Oct 2017)
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- CF30 Customer (21 Mar 2011 to 29 Aug 2011)
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- Responsible for Insurance Mediation (15 Jan 2009 to 3 Mar 2011)
- CF1 Director (15 Jan 2009 to 3 Mar 2011)
- CF8 Apportionment and Oversight (15 Jan 2009 to 31 Mar 2009)
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- CF1 Director (AR) (25 Jun 2007 to 22 Feb 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.