Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (15 Sep 2011 to 26 Aug 2016)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • CF30 Customer (24 Nov 2016 to 19 Oct 2017)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • CF30 Customer (24 Nov 2016 to 19 Oct 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (21 Mar 2011 to 29 Aug 2011)
  • IFAUK Ltd (no longer approved here)

    FRN 472028

    • Responsible for Insurance Mediation (15 Jan 2009 to 3 Mar 2011)
    • CF1 Director (15 Jan 2009 to 3 Mar 2011)
    • CF8 Apportionment and Oversight (15 Jan 2009 to 31 Mar 2009)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (25 Jun 2007 to 22 Feb 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.