Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF30 Customer (since 12 Mar 2026)
    • (8)Employed By (since 12 Mar 2026)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (AR) (since 5 Aug 2016)
    • CF30 Customer (since 5 Aug 2016)
    • (2)Employed By (since 5 Aug 2016)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • CF30 Customer (1 Nov 2007 to 12 Jul 2016)
    • CF21 Investment Adviser (24 Nov 2004 to 31 Oct 2007)
  • Bridgend Lifesavers Credit Union Limited (no longer approved here)

    FRN 213681

    • CF11 Money Laundering Reporting (2 Jul 2002 to 11 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Acumen Investment Solutions Ltd

  2. controlled function added: (2)Employed By at Acumen Investment Solutions Ltd