Affinity Financial Awareness Limited

• Principal Place of Business

  Third Foor

  5 St Paul's Square

  Liverpool

  L3 9SJ

  UNITED KINGDOM

  Phone

  +448000492011

  Web

  https://www.affinityadvise.co.uk

• Complaints Contact

  Third Floor

  5 St Paul's Square

  Liverpool

  L3 9SJ

  UNITED KINGDOM

  Phone

  +448000492011

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jamie Carthew

  IRN JXC82710

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2022)
• Jason Victor James Lewis

  IRN JJL00009

  • CF30 Customer (21 Apr 2009 to 2 Jul 2016)
• Jaspal Singh Bahra

  IRN JSB01187

  • CF30 Customer (27 Aug 2016 to 15 Mar 2019)
• Jay Stoner De Abela-Borg

  IRN JSD01137

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Nov 2024)
  • CF30 Customer (31 Oct 2019 to 8 Dec 2019)
• Jeevan Singh Matharu

  IRN JSM01281

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Jul 2021)
  • CF30 Customer (14 Sep 2018 to 8 Dec 2019)
• Jeremy Stuart Home

  IRN JSH00040

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (19 Aug 2016 to 8 Dec 2019)
• John Benos

  IRN JXB01808

  • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 31 Oct 2022)
• John Bernard Leslie

  IRN JBL00005

  • CF30 Customer (19 Dec 2013 to 30 Apr 2015)
• John Frederick Sherman

  IRN JXS15536

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 4 Aug 2025)
• John Gordon Taylor

  IRN JGT01080

  • CF30 Customer (11 Jun 2015 to 28 Jun 2016)

No changes recorded yet.