John Frederick Sherman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Affinity Financial Awareness Limited

    FRN 409160

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 4 Aug 2025)
  • Wealth At Work Limited

    FRN 417367

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 4 Aug 2025)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Manager of certification employee (31 Mar 2025 to 4 Jul 2025)
    • [FCA CF] Client dealing (1 Mar 2023 to 4 Jul 2025)
    • [FCA CF] Functions requiring qualifications (1 Jul 2021 to 4 Jul 2025)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Client dealing (30 Oct 2020 to 11 Jun 2021)
    • [FCA CF] Functions requiring qualifications (30 Oct 2020 to 11 Jun 2021)
    • CF30 Customer (30 May 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.