Jaspal Singh Bahra

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED

    FRN 134753

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 4 Jul 2024)
    • [FCA CF] Client dealing (since 4 Jul 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 May 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 May 2024)
    • CF30 Customer (19 Jun 2019 to 8 Dec 2019)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • CF30 Customer (27 Aug 2016 to 15 Mar 2019)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • CF30 Customer (27 Aug 2016 to 15 Mar 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (29 Apr 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.