John Benos

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Schroder Personal Wealth Limited

    FRN 830170

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 3 Feb 2023)
    • [FCA CF] Client dealing (since 3 Feb 2023)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 31 Oct 2022)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • [FCA CF] Functions requiring qualifications (22 Jan 2020 to 27 Mar 2020)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jan 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Jan 2020)
    • CF30 Customer (23 May 2018 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (13 Apr 2016 to 13 Mar 2018)
  • Bright FS Ltd (no longer approved here)

    FRN 591589

    • Employed By (13 Apr 2016 to 13 Mar 2018)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (1 Nov 2007 to 28 Apr 2008)
    • CF21 Investment Adviser (7 Apr 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Nov 2002 to 7 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.