ADNFC FINANCIAL CONSULTANTS LTD

Date authorised
9 March 2020
Companies House
11968206
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 3
    Ryedale House
    Piccadilly
    York
    North Yorkshire
    YO1 9NX
    UNITED KINGDOM
    Phone
    +4401615043704
    Web
    http://www.adnfc.com

  • Complaints Contact

    Unit 3
    Ryedale House
    Piccadilly
    York
    North Yorkshire
    YO1 9NX
    UNITED KINGDOM
    Phone
    +4407500556005

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Negotiation

    Show 1 limitation
    • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Amy Louise Ballard

    IRN AXB01099

    • [FCA CF] Functions requiring qualifications (19 Jul 2022 to 6 Dec 2023)
  • Andrew David Crook

    IRN AXN43160

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Apr 2026)
    • [FCA CF] Functions requiring qualifications (since 9 Mar 2020)
    • [FCA CF] Manager of certification employee (since 9 Mar 2020)
    • [FCA CF] Significant management (since 9 Mar 2020)
    • Responsibility for MCD Intermediation (since 9 Mar 2020)
    • Responsible for Insurance Distribution (since 9 Mar 2020)
    • SMF16 Compliance Oversight (since 9 Mar 2020)
    • SMF3 Executive Director (since 9 Mar 2020)
  • Annabelle Sophia Bezant

    IRN AXB00438

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • Appointed representative dealing with clients for which they require qualification (since 17 Jun 2024)
    • CF1 Director (AR) (since 27 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2023)
  • Beata Kiss

    IRN BXK79248

    • [FCA CF] Functions requiring qualifications (12 Oct 2022 to 29 Sep 2023)
  • Blake Conrad Lawrence Reade

    IRN BCR00010

    • [FCA CF] Functions requiring qualifications (21 Jul 2023 to 3 Jan 2024)
  • Cassandra Jane Elliss

    IRN CJE01075

    • [FCA CF] Functions requiring qualifications (1 Aug 2022 to 9 Jun 2023)
  • Christopher Alan Price

    IRN CAP00001

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 26 Aug 2025)
  • Christopher Ian Norman

    IRN CXN26219

    • Appointed representative dealing with clients for which they require qualification (17 Jun 2024 to 16 Sep 2024)
    • [FCA CF] Functions requiring qualifications (8 Mar 2024 to 16 Sep 2024)
  • Colin McNulty

    IRN CXM00173

    • [FCA CF] Functions requiring qualifications (23 Jun 2020 to 28 Feb 2022)
  • Daniel Benjamin Lee

    IRN DBL01029

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 16 Sep 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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