Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
New Leaf Distribution Limited
FRN 460421
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 5 Jun 2023)
- CF30 Customer (since 27 Apr 2023)
- Appointed representative dealing with clients for which they require qualification (since 23 Mar 2022)
- CF1 Director (AR) (since 17 Mar 2022)
- [FCA CF] Functions requiring qualifications (3 Feb 2022 to 23 Mar 2022)
-
Jads Financial Services
FRN 971174
- (1)Employed By (since 17 Mar 2022)
-
- [FCA CF] Functions requiring qualifications (23 Jun 2020 to 28 Feb 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.