Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 26 Aug 2025)
  • Medical & Professional Investment LLP (no longer approved here)

    FRN 485852

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Oct 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Oct 2024)
    • CF30 Customer (3 Apr 2013 to 8 Dec 2019)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (1 Nov 2007 to 8 Jan 2010)
    • CF21 Investment Adviser (31 Aug 2006 to 31 Oct 2007)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (19 Aug 2004 to 28 Aug 2006)
    • CF22 Investment Adviser (Trainee) (30 Dec 2003 to 19 Aug 2004)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF21 Investment Adviser (10 Feb 2003 to 30 Dec 2003)
    • CF22 Investment Adviser (Trainee) (28 Feb 2002 to 10 Feb 2003)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF21 Investment Adviser (10 Feb 2003 to 30 Dec 2003)
    • CF22 Investment Adviser (Trainee) (28 Feb 2002 to 10 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.