Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 17 Jun 2024)
    • CF1 Director (AR) (since 27 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2023)
    • Employed By (since 27 Mar 2023)
  • DELTA MORTGAGES LIMITED (no longer approved here)

    FRN 921485

    • [FCA CF] Functions requiring qualifications (14 Jul 2020 to 1 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

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