Acadian Asset Management (UK) Limited

Date authorised
1 April 2013
Companies House
05644066
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Acadian Asset Management (UK) Ltd
    24 King William Street
    London
    City Of London
    EC4R 9AT
    UNITED KINGDOM
    Phone
    +442073987280
    Web
    https://www.acadian-asset.com

  • Complaints Contact

    Acadian Asset Management (UK) Ltd
    24 King William Street
    London
    City Of London
    EC4R 9AT
    UNITED KINGDOM
    Phone
    +442073987280

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Robert Chisholm

    IRN JRC01216

    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2022)
    • CF1 Director (8 Mar 2007 to 8 Dec 2019)
  • Joseph Yearley

    IRN JXY01150

    • [FCA CF] Client dealing (since 10 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2020)
    • CF30 Customer (31 Mar 2017 to 8 Dec 2019)
  • Julie Nhan Ngo

    IRN THN01007

    • CF11 Money Laundering Reporting (18 Jul 2008 to 10 Nov 2010)
  • Katy Tyler

    IRN KXT00177

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Mar 2025)
    • SMF16 Compliance Oversight (since 21 Mar 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (5 Apr 2022 to 16 Feb 2024)
    • SMF16 Compliance Oversight (5 Apr 2022 to 16 Feb 2024)
  • Kelly Ann Louise Young

    IRN KXY01037

    • SMF3 Executive Director (9 Dec 2019 to 4 Mar 2024)
    • CF3 Chief Executive (22 Aug 2012 to 31 Jul 2019)
    • CF1 Director (22 Aug 2012 to 8 Dec 2019)
    • CF30 Customer (1 Mar 2009 to 8 Dec 2019)
  • Laurent Guy Chantal De Greef

    IRN LGD01015

    • CF11 Money Laundering Reporting (21 Feb 2011 to 1 Apr 2011)
    • CF30 Customer (1 Nov 2007 to 14 Nov 2013)
    • CF21 Investment Adviser (8 Mar 2007 to 31 Oct 2007)
    • CF1 Director (8 Mar 2007 to 14 Nov 2013)
    • CF27 Investment Management (8 Mar 2007 to 31 Oct 2007)
    • CF3 Chief Executive (8 Mar 2007 to 7 Aug 2012)
    • CF8 Apportionment and Oversight (8 Mar 2007 to 31 Oct 2007)
  • Marc Emil Mikael Peterzens

    IRN MEP01080

    • CF30 Customer (27 Sep 2018 to 10 May 2019)
  • Mark Joseph Minichiello

    IRN MJM01403

    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2021)
    • CF28 Systems and controls (1 Nov 2007 to 1 Apr 2011)
    • CF1 Director (8 Mar 2007 to 8 Dec 2019)
    • CF13 Finance (8 Mar 2007 to 31 Oct 2007)
  • Mark Philip Webster

    IRN MPW01053

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2019)
    • CF30 Customer (1 Dec 2015 to 8 Dec 2019)
  • Mark, Peter Roemer

    IRN MPR01099

    • CF30 Customer (18 Jul 2017 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.