Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF11 Money Laundering Reporting (21 Feb 2011 to 1 Apr 2011)
- CF30 Customer (1 Nov 2007 to 14 Nov 2013)
- CF1 Director (8 Mar 2007 to 14 Nov 2013)
- CF3 Chief Executive (8 Mar 2007 to 7 Aug 2012)
- CF8 Apportionment and Oversight (8 Mar 2007 to 31 Oct 2007)
- CF27 Investment Management (8 Mar 2007 to 31 Oct 2007)
- CF21 Investment Adviser (8 Mar 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.