Acadian Asset Management (UK) Limited

Date authorised
1 April 2013
Companies House
05644066
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Acadian Asset Management (UK) Ltd
    24 King William Street
    London
    City Of London
    EC4R 9AT
    UNITED KINGDOM
    Phone
    +442073987280
    Web
    https://www.acadian-asset.com

  • Complaints Contact

    Acadian Asset Management (UK) Ltd
    24 King William Street
    London
    City Of London
    EC4R 9AT
    UNITED KINGDOM
    Phone
    +442073987280

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Skeel

    IRN AXS00923

    • [FCA CF] Client dealing (since 13 Oct 2021)
  • Andrew Moniz

    IRN AXM02037

    • [FCA CF] Client dealing (since 31 Mar 2021)
  • Bongani Nqwababa

    IRN BXN01115

    • CF2 Non Executive Director (16 Nov 2009 to 16 Nov 2009)
  • Brendan Bradley

    IRN BXB09401

    • SMF3 Executive Director (9 Dec 2019 to 4 Mar 2024)
    • CF1 Director (1 Feb 2019 to 8 Dec 2019)
  • Bridget Webster

    IRN BXW00073

    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Apr 2024 to 21 Mar 2025)
    • SMF16 Compliance Oversight (10 Apr 2024 to 21 Mar 2025)
  • Charles Arthur Alistair Congdon

    IRN CAC01172

    • CF1 Director (1 Jun 2017 to 5 Jul 2019)
    • CF30 Customer (1 Nov 2007 to 5 Jul 2019)
    • CF27 Investment Management (9 Oct 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (9 Oct 2007 to 31 Oct 2007)
  • Christopher Francis Ponton

    IRN CXP00807

    • [FCA CF] Client dealing (since 7 Apr 2026)
  • Churchill Gibson Franklin

    IRN CGF01028

    • CF1 Director (8 Mar 2007 to 31 Dec 2017)
  • Ian Peter Shea

    IRN IPS01037

    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2019)
    • CF3 Chief Executive (31 Jul 2019 to 8 Dec 2019)
    • CF1 Director (13 Dec 2018 to 8 Dec 2019)
    • CF30 Customer (22 Mar 2016 to 8 Dec 2019)
  • James Andrew Wylie

    IRN JAW01286

    • CF30 Customer (26 Sep 2008 to 1 Feb 2009)
    • CF1 Director (26 Sep 2008 to 8 Jun 2010)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.