Andrew Moniz

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Acadian Asset Management (UK) Limited
FRN 460224
- [FCA CF] Client dealing (since 31 Mar 2021)
Deutsche Bank AG (no longer approved here)
FRN 150018
- [FCA CF] Material risk taker (1 Apr 2019 to 5 Feb 2020)
UBS Asset Management (UK) Ltd (no longer approved here)
FRN 119319
- CF30 Customer (14 Jan 2016 to 14 Dec 2016)
Macquarie Capital (Europe) Limited (no longer approved here)
FRN 193905
- CF30 Customer (26 Sep 2008 to 15 Jul 2011)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (1 Nov 2007 to 4 Aug 2008)
- CF21 Investment Adviser (26 Oct 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.