Acadian Asset Management (UK) Limited

Date authorised
1 April 2013
Companies House
05644066
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Acadian Asset Management (UK) Ltd
    24 King William Street
    London
    City Of London
    EC4R 9AT
    UNITED KINGDOM
    Phone
    +442073987280
    Web
    https://www.acadian-asset.com

  • Complaints Contact

    Acadian Asset Management (UK) Ltd
    24 King William Street
    London
    City Of London
    EC4R 9AT
    UNITED KINGDOM
    Phone
    +442073987280

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Arnold

    IRN MXA01140

    • CF2 Non Executive Director (26 Jan 2010 to 26 Jan 2010)
  • NIKLAS HENRIK LINDQVIST

    IRN NHL01015

    • CF30 Customer (10 Mar 2014 to 31 Aug 2018)
  • Naureen Ahmed Khan

    IRN NXK01330

    • CF30 Customer (1 Apr 2011 to 8 Dec 2019)
  • Nigel Derek Tracy Andrews

    IRN NDA01009

    • CF2 Non Executive Director (16 Nov 2009 to 16 Nov 2009)
  • Oliver James Close

    IRN OJC01022

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2019)
    • CF1 Director (23 Jul 2019 to 8 Dec 2019)
    • CF30 Customer (2 Apr 2015 to 8 Dec 2019)
  • Olivier Remi Benoit Marie Systchenko

    IRN ORS01010

    • SMF3 Executive Director (since 1 Aug 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2019)
    • CF30 Customer (18 Mar 2015 to 8 Dec 2019)
  • Patrick Henry O'Sullivan

    IRN PHO01015

    • CF2 Non Executive Director (16 Nov 2009 to 16 Nov 2009)
  • Patrick Joseph McCafferty

    IRN PJM01496

    • CF1 Director (2 Dec 2013 to 8 Apr 2016)
    • CF30 Customer (1 Aug 2013 to 8 Apr 2016)
  • Paul Jones

    IRN PXJ01298

    • CF10 Compliance Oversight (6 Apr 2011 to 31 Dec 2014)
    • CF11 Money Laundering Reporting (6 Apr 2011 to 31 Dec 2014)
    • CF28 Systems and controls (6 Apr 2011 to 31 Dec 2014)
  • Paul Martindale

    IRN PXM02435

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Oct 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 21 Oct 2021)
    • CF10 Compliance Oversight (29 Jan 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (29 Jan 2015 to 8 Dec 2019)
    • CF28 Systems and controls (29 Jan 2015 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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