Julie Nhan Ngo

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Calculus Capital Limited
FRN 190854
- SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Mar 2024)
- SMF3 Executive Director (since 22 Jun 2022)
- SMF16 Compliance Oversight (since 22 Jun 2022)
- [FCA CF] Manager of certification employee (since 9 Apr 2021)
- [FCA CF] Client dealing (since 9 Apr 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (8 May 2021 to 27 Apr 2022)
- [FCA CF] CASS oversight function (9 Apr 2021 to 31 Mar 2023)
Acadian Asset Management (UK) Limited (no longer approved here)
FRN 460224
- CF11 Money Laundering Reporting (18 Jul 2008 to 10 Nov 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.