Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2019)
- CF30 Customer (1 Dec 2015 to 8 Dec 2019)
-
- CF30 Customer (15 Apr 2015 to 30 Oct 2015)
-
- CF30 Customer (1 Nov 2007 to 1 Aug 2013)
- CF27 Investment Management (7 Jun 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.