Date authorised
1 April 2013
Companies House
03526143
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    280 Bishopsgate
    London
    EC2M 4AG
    UNITED KINGDOM
    Phone
    +4402074636000
  • Complaints Contact

    1 George Street
    Edinburgh
    Midlothian
    EH2 2LL
    UNITED KINGDOM
    Phone
    +4401313729444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Insurance Policies

    For All, Life and annuity, Linked long-term, Pension fund management

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Issues Insurance

    For All, Life and annuity, Linked long-term, Pension fund management

  • Investment Setup

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ross Allan

    IRN RXA77433

    • [FCA CF] Significant management (27 Mar 2020 to 28 Mar 2020)
  • Runa Begum

    IRN RXB15324

    • SMF17 Money Laundering Reporting Officer (MLRO) (2 Aug 2019 to 29 Jun 2022)
  • Rushad Abadan

    IRN RXA77290

    • [FCA CF] Significant management (since 10 Dec 2018)
    • [FCA CF] Manager of certification employee (since 10 Dec 2018)
    • [PRA CF] Managing a material risk taker (10 Dec 2018 to 11 Dec 2018)
    • [FCA CF] Material risk taker (10 Dec 2018 to 9 Sep 2021)
  • Samantha Jane Donaldson

    IRN SXW87606

    • [FCA CF] Significant management (28 Feb 2020 to 24 Aug 2022)
  • Sarah Moody

    IRN SXH01934

    • [FCA CF] Significant management (8 Mar 2023 to 18 Nov 2024)
    • [FCA CF] Material risk taker (8 Mar 2023 to 9 Mar 2023)
  • Sarah Queen

    IRN SXQ00002

    • [FCA CF] Significant management (10 Dec 2018 to 15 Mar 2022)
    • [FCA CF] Material risk taker (10 Dec 2018 to 15 Mar 2022)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 11 Dec 2018)
  • Scott James Pryde

    IRN SXP00802

    • [FCA CF] Significant management (6 Jul 2023 to 25 Jul 2024)
  • Scott Liddell

    IRN SXL00095

    • [FCA CF] Significant management (11 Mar 2020 to 24 Sep 2021)
  • Scott MacKay

    IRN SXM77557

    • [FCA CF] Manager of certification employee (27 Mar 2020 to 5 Aug 2022)
    • [FCA CF] Material risk taker (27 Mar 2020 to 9 Sep 2021)
    • [FCA CF] Significant management (27 Mar 2020 to 5 Aug 2022)
    • [PRA CF] Significant risk taker or Material risk taker (27 Mar 2020 to 28 Mar 2020)
  • Scott Sullivan

    IRN SXS01802

    • CF17 Significant Mgt (Other Business Operations) (15 Apr 2004 to 27 May 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.