Scott Sullivan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

GAM London Limited (no longer approved here)
FRN 122330
- CF1 Director (12 Sep 2005 to 16 Feb 2017)
GAM INTERNATIONAL MANAGEMENT LIMITED (no longer approved here)
FRN 122331
- CF1 Director (12 Sep 2005 to 16 Feb 2017)
abrdn Life and Pensions Limited (no longer approved here)
FRN 187323
- CF17 Significant Mgt (Other Business Operations) (15 Apr 2004 to 27 May 2005)
Nippon Life Schroders Asset Management Europe Limited (no longer approved here)
FRN 188997
- (108)CF17 Significant Mgt (Other Business Operations) (15 Apr 2004 to 27 May 2005)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (108)CF17 Significant Mgt (Other Business Operations) at Nippon Life Schroders Asset Management Europe Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.