Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tesco Personal Finance Limited (no longer approved here)

    FRN 186022

    • (263)SMF5 Head of Internal Audit (10 Feb 2023 to 31 Oct 2024)
  • Tesco Underwriting Limited (no longer approved here)

    FRN 517719

    • SMF5 Head of Internal Audit (10 Feb 2023 to 31 Oct 2024)
  • abrdn Fund Managers Limited (no longer approved here)

    FRN 121803

    • [FCA CF] Material risk taker (9 Dec 2019 to 15 Mar 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 15 Mar 2022)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 15 Mar 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 15 Mar 2022)
  • abrdn Alternative Funds Limited (no longer approved here)

    FRN 143445

    • [FCA CF] Material risk taker (9 Dec 2019 to 15 Mar 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 15 Mar 2022)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 15 Mar 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 15 Mar 2022)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • [FCA CF] Material risk taker (9 Dec 2019 to 15 Mar 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 15 Mar 2022)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • [FCA CF] Material risk taker (9 Dec 2019 to 15 Mar 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 15 Mar 2022)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • [FCA CF] Material risk taker (9 Dec 2019 to 15 Mar 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 15 Mar 2022)
  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • [FCA CF] Material risk taker (9 Dec 2019 to 15 Mar 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 15 Mar 2022)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (263)SMF5 Head of Internal Audit at Tesco Personal Finance Limited