Date authorised
1 April 2013
Companies House
03526143
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    280 Bishopsgate
    London
    EC2M 4AG
    UNITED KINGDOM
    Phone
    +4402074636000
  • Complaints Contact

    1 George Street
    Edinburgh
    Midlothian
    EH2 2LL
    UNITED KINGDOM
    Phone
    +4401313729444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Insurance Policies

    For All, Life and annuity, Linked long-term, Pension fund management

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Issues Insurance

    For All, Life and annuity, Linked long-term, Pension fund management

  • Investment Setup

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Bailey

    IRN SXB00849

    • [FCA CF] Significant management (11 Feb 2022 to 6 Dec 2022)
  • Simon Butlin

    IRN SXB77387

    • [FCA CF] Material risk taker (30 Mar 2020 to 9 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (30 Mar 2020 to 31 Mar 2020)
    • [FCA CF] Significant management (30 Mar 2020 to 30 Jun 2023)
  • Simon David Peck

    IRN SDP01068

    • CF1 Director (22 May 2002 to 10 Dec 2003)
  • Simon Kempton

    IRN SDK01022

    • CF19 Significant Mgt (Financial Resources) (1 Feb 2002 to 30 Sep 2005)
  • Simon McIntyre

    IRN SXM04033

    • [FCA CF] Manager of certification employee (1 Apr 2025 to 31 Dec 2025)
    • [FCA CF] Significant management (1 Apr 2025 to 31 Dec 2025)
  • Simon Richard Vivian Troughton

    IRN SRT01031

    • CF2a Chair of the Nominations Committee (30 Mar 2017 to 1 Oct 2018)
    • SIMF12 Chair of the Remuneration Committee (20 Jun 2016 to 30 Mar 2017)
  • Siobhan Geraldine Boylan

    IRN SXB02145

    • SMF7 Group Entity Senior Manager (since 30 Sep 2025)
    • [FCA CF] Significant management (21 Jul 2025 to 30 Sep 2025)
    • [FCA CF] Material risk taker (21 Jul 2025 to 30 Sep 2025)
  • Sophie Underwood

    IRN SXU00002

    • [FCA CF] Significant management (18 Mar 2020 to 17 Jul 2023)
  • Stephanie Jane Bruce

    IRN SJB01716

    • SMF7 Group Entity Senior Manager (18 Sep 2019 to 10 May 2023)
  • Stephen Bird

    IRN SXB87538

    • SMF7 Group Entity Senior Manager (28 Aug 2020 to 24 May 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.