Simon Kempton

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (18 Dec 2020 to 8 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 8 Nov 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 4 Sep 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 8 Nov 2025)
    • CF30 Customer (9 Nov 2015 to 6 Mar 2016)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 8 Jan 2024)
    • [FCA CF] Material risk taker (18 Dec 2020 to 8 Jan 2024)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 8 Nov 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 4 Sep 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 8 Nov 2025)
    • [FCA CF] Material risk taker (7 Mar 2016 to 8 Nov 2025)
    • CF30 Customer (9 Nov 2015 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (30 Apr 2013 to 8 Sep 2015)
  • abrdn Life and Pensions Limited (no longer approved here)

    FRN 187323

    • CF19 Significant Mgt (Financial Resources) (1 Feb 2002 to 30 Sep 2005)
  • Nippon Life Schroders Asset Management Europe Limited (no longer approved here)

    FRN 188997

    • (132)CF19 Significant Mgt (Financial Resources) (1 Feb 2002 to 30 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (132)CF19 Significant Mgt (Financial Resources) at Nippon Life Schroders Asset Management Europe Limited