Date authorised
1 April 2013
Companies House
00740118
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    280 Bishopsgate
    London
    EC2M 4AG
    UNITED KINGDOM
    Phone
    +442074636000
  • Complaints Contact

    1 George Street
    Edinburgh
    Midlothian
    EH2 2LL
    UNITED KINGDOM
    Phone
    +441313729444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Joyce

    IRN DXJ01511

    • [FCA CF] Material risk taker (since 1 Jan 2023)
  • David Kirkpatrick

    IRN DXK01172

    • [FCA CF] Manager of certification employee (since 1 Jan 2024)
    • [FCA CF] Material risk taker (1 Jan 2023 to 28 Jun 2024)
  • David Mitchell

    IRN DXM00558

    • [FCA CF] Significant management (1 Sep 2021 to 1 Nov 2021)
  • David Patrick Denis Marie Mouille

    IRN DXM00667

    • [FCA CF] Material risk taker (since 11 Feb 2022)
    • [FCA CF] Significant management (since 11 Feb 2022)
    • [FCA CF] Manager of certification employee (11 Feb 2022 to 6 Mar 2023)
  • David Ross Keenan

    IRN DRK01021

    • CF1 Director (1 Dec 2001 to 30 Dec 2001)
  • David Smith

    IRN DXS01154

    • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
    • [FCA CF] Functions requiring qualifications (since 26 Jun 2025)
  • David Stephen Upton

    IRN DXU00007

    • [FCA CF] Significant management (15 Nov 2021 to 22 Apr 2022)
  • Deborah Ann Harris

    IRN DAH01118

    • [FCA CF] Material risk taker (21 Jul 2021 to 21 Jun 2022)
    • [FCA CF] Significant management (4 Mar 2021 to 21 Jun 2022)
  • Denise Elisabeth Thomas

    IRN DET01021

    • SMF24 Chief Operations (5 Jan 2023 to 17 Nov 2023)
    • SMF3 Executive Director (4 May 2022 to 23 Nov 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 4 May 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 4 May 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 May 2022)
  • Devan Kaloo

    IRN DXK01171

    • [FCA CF] Manager of certification employee (since 1 Jan 2023)
    • [FCA CF] Material risk taker (since 1 Jan 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.