Date authorised
1 April 2013
Companies House
00740118
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    280 Bishopsgate
    London
    EC2M 4AG
    UNITED KINGDOM
    Phone
    +442074636000
  • Complaints Contact

    1 George Street
    Edinburgh
    Midlothian
    EH2 2LL
    UNITED KINGDOM
    Phone
    +441313729444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Cameron Scott Graham

    IRN CSG01057

    • [FCA CF] Material risk taker (1 Jan 2023 to 26 Apr 2024)
  • Campbell David Fleming

    IRN CDF01015

    • SMF7 Group Entity Senior Manager (12 Feb 2020 to 5 Oct 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2020)
    • CF29 Significant management (9 Aug 2016 to 8 Dec 2019)
  • Carolan Dobson

    IRN CXD01095

    • [FCA CF] Material risk taker (28 Nov 2023 to 8 Dec 2024)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 8 Dec 2024)
    • CF2 Non Executive Director (12 Dec 2018 to 8 Dec 2019)
  • Caroline Silander

    IRN CXE01052

    • [FCA CF] Material risk taker (1 Jan 2023 to 7 Dec 2023)
  • Carolyn Cathleen Raffaeli

    IRN CCR01047

    • [FCA CF] Material risk taker (since 5 Dec 2023)
    • CF2 Non Executive Director (3 Jul 2018 to 8 Dec 2019)
  • Catherine Bradley

    IRN CAB01102

    • SMF7 Group Entity Senior Manager (7 Sep 2022 to 24 Apr 2024)
  • Catherine Jane Tedder

    IRN CJT01045

    • CF10 Compliance Oversight (20 Feb 2014 to 13 Jul 2018)
  • Catherine Nash

    IRN CXN00035

    • [FCA CF] Significant management (12 Jun 2020 to 19 Apr 2023)
  • Cathryn Marsh

    IRN CXM01125

    • [FCA CF] Significant management (11 Sep 2024 to 31 Mar 2026)
  • Charles Edward Jones

    IRN CEJ01041

    • [FCA CF] Manager of certification employee (since 1 Jan 2024)
    • [FCA CF] Significant management (since 15 Sep 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.