Date authorised
1 April 2013
Companies House
00740118
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    280 Bishopsgate
    London
    EC2M 4AG
    UNITED KINGDOM
    Phone
    +442074636000
  • Complaints Contact

    1 George Street
    Edinburgh
    Midlothian
    EH2 2LL
    UNITED KINGDOM
    Phone
    +441313729444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jean Bruno Michael Namaseevayum

    IRN JBN01021

    • CF11 Money Laundering Reporting (11 Mar 2005 to 22 Jul 2005)
  • Jeffrey Lawrence Cotton

    IRN JXC08635

    • SMF4 Chief Risk (16 Aug 2020 to 12 Feb 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 12 Feb 2021)
    • CF10 Compliance Oversight (5 Feb 2019 to 8 Dec 2019)
  • Jens Kroeske

    IRN JXK01706

    • [FCA CF] Material risk taker (8 Mar 2024 to 3 Oct 2025)
  • Joan MacMillan

    IRN JXM00291

    • [FCA CF] Significant management (1 Oct 2020 to 28 Feb 2023)
  • Joanne Caroline Irvine

    IRN JCI01004

    • [FCA CF] Material risk taker (1 Jan 2023 to 1 Jul 2024)
  • John Brophy

    IRN JXB00460

    • [FCA CF] Material risk taker (since 1 Jan 2023)
  • John Devine

    IRN JXD01805

    • [FCA CF] Material risk taker (since 2 Aug 2025)
    • Director of firm who is not a certification employee or a SMF manager (2 Aug 2025 to 3 Aug 2025)
    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 1 Aug 2025)
    • CF2 Non Executive Director (14 Aug 2017 to 8 Dec 2019)
  • John Lyons

    IRN JXL00112

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Mar 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2022)
  • John Martin McCareins

    IRN JXM01465

    • SMF18 Other Overall Responsibility (since 6 Aug 2025)
    • [FCA CF] Significant management (16 Jun 2025 to 6 Aug 2025)
    • [FCA CF] Material risk taker (16 Jun 2025 to 6 Aug 2025)
    • [FCA CF] Manager of certification employee (16 Jun 2025 to 6 Aug 2025)
  • John Page

    IRN JXP77383

    • [FCA CF] Significant management (30 Mar 2020 to 1 Jan 2021)
    • [FCA CF] Material risk taker (30 Mar 2020 to 1 Jan 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.