Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF18 Other Overall Responsibility (since 6 Aug 2025)
    • [FCA CF] Significant management (16 Jun 2025 to 6 Aug 2025)
    • [FCA CF] Material risk taker (16 Jun 2025 to 6 Aug 2025)
    • [FCA CF] Manager of certification employee (16 Jun 2025 to 6 Aug 2025)
    • Responsible for Insurance Distribution (since 6 Aug 2025)
    • SMF18 Other Overall Responsibility (since 6 Aug 2025)
    • [FCA CF] Manager of certification employee (16 Jun 2025 to 6 Aug 2025)
    • [FCA CF] Significant management (16 Jun 2025 to 6 Aug 2025)
    • [FCA CF] Material risk taker (16 Jun 2025 to 6 Aug 2025)
    • SMF18 Other Overall Responsibility (since 6 Aug 2025)
    • [FCA CF] Manager of certification employee (18 Jun 2025 to 6 Aug 2025)
    • [FCA CF] Significant management (16 Jun 2025 to 6 Aug 2025)
    • SMF18 Other Overall Responsibility (since 6 Aug 2025)
    • Responsible for Insurance Distribution (since 6 Aug 2025)
    • [FCA CF] Significant management (16 Jun 2025 to 6 Aug 2025)
    • [FCA CF] Manager of certification employee (16 Jun 2025 to 6 Aug 2025)
    • [FCA CF] Material risk taker (16 Jun 2025 to 6 Aug 2025)
    • [FCA CF] Significant management (since 16 Jun 2025)
    • [FCA CF] Manager of certification employee (since 16 Jun 2025)
    • [FCA CF] Material risk taker (since 16 Jun 2025)
  • Northern Trust Global Investments Limited (no longer approved here)

    FRN 191916

    • SMF3 Executive Director (30 Oct 2023 to 19 Mar 2025)
    • SMF1 Chief Executive (30 Oct 2023 to 19 Mar 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.