Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 1 Nov 2021)
    • [FCA CF] Material risk taker (since 1 Nov 2021)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • [FCA CF] Material risk taker (1 Nov 2021 to 21 Aug 2024)
  • Hargreaves Lansdown Savings Limited (no longer approved here)

    FRN 915119

    • [FCA CF] Material risk taker (1 Nov 2021 to 21 Aug 2024)
  • abrdn Fund Managers Limited (no longer approved here)

    FRN 121803

    • [FCA CF] Material risk taker (30 Mar 2020 to 1 Jan 2021)
    • [FCA CF] Significant management (30 Mar 2020 to 1 Jan 2021)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • [FCA CF] Material risk taker (30 Mar 2020 to 1 Jan 2021)
    • [FCA CF] Significant management (30 Mar 2020 to 1 Jan 2021)
  • abrdn Alternative Funds Limited (no longer approved here)

    FRN 143445

    • [FCA CF] Material risk taker (30 Mar 2020 to 1 Jan 2021)
    • [FCA CF] Significant management (30 Mar 2020 to 1 Jan 2021)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Material risk taker (30 Mar 2020 to 1 Jan 2021)
    • [FCA CF] Significant management (30 Mar 2020 to 1 Jan 2021)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • [FCA CF] Material risk taker (30 Mar 2020 to 1 Jan 2021)
    • [FCA CF] Significant management (30 Mar 2020 to 1 Jan 2021)
  • abrdn Life and Pensions Limited (no longer approved here)

    FRN 187323

    • [FCA CF] Material risk taker (30 Mar 2020 to 1 Jan 2021)
    • [FCA CF] Significant management (30 Mar 2020 to 1 Jan 2021)
    • [PRA CF] Significant risk taker or Material risk taker (30 Mar 2020 to 31 Mar 2020)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • [FCA CF] Material risk taker (30 Mar 2020 to 1 Jan 2021)
    • [FCA CF] Significant management (30 Mar 2020 to 1 Jan 2021)

Recent activity

Updates to this individual's record on the FCA register.

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